The Securities and Exchange Act of 1934 (the Exchange Act) and SEC Rule 10b-5 together supply the statutory and regulatory backbone for many securities fraud lawsuits. Among other provisions, they outlaw statements made in connection with the purchase or sale of a...
Seasoned Trial Attorneys,
Securities Law
Alleged corporate malfeasance: from profits to bankruptcy
Entrepreneurs are bound by state and federal laws. Yet, despite potential legal and financial consequences, human nature sometimes pushes the boundaries of regulation. Coffee drinkers daily flood Starbucks locations around the globe. Within less than four years of...
How an app and a message board caused Wall Street chaos
The stock market recently saw a historic, coordinated stock manipulation scheme designed to strike at short-sellers and hedge funds. From the stocks targeted to the method for buying and selling the stock and the fallout, this was one of the wildest day-trading...